Director – Wealth Management

Live your best (work) life at TruWest Credit Union!

Do you like knowing what tomorrow will bring? And the day after? And the day after that? Same, us too! At TruWest, we offer steady work schedules that makes it easy for you to plan (work) life around.

Self-care is important. So why not get paid for it? TruWest offers paid time off and we also observe all Federal Holidays which gives you 11 more days a year to spend on YOU or hanging out with family, friends or furbabies (bonus)!

Benefits? We’ve got you covered (get it?)! We offer first day medical, dental, vision and 401(k). We’ll even help you save for retirement by matching your 401(k) contributions. Don’t even know what a 401(k) is? That’s okay, we’ll show you the ropes and you’ll learn a ton about finances, loans, accounts and planning for your future. We want you to know all about our products and services so you can help our members. Don’t believe us? Just check out our video that highlights all the amazing things we do here:

https://vimeo.com/721196286/593a894041

Starting pay: $112,962.65. Final salary is dependent on a candidate’s experience and qualifications.

If you love working with members and looking for a place to call home, you’ve found it. What are you waiting for? Apply now!

Full Job Description:

Qualifications:

Education:

  • Bachelor’s degree, preferably in finance, business, or related field.
  • Series 7 – General Securities Representative Qualification required.
  • Series 66 – Uniform Combined State Law OR Series 63 – Uniform Securities Agent License AND Series 65 – Uniform Investment Adviser Law required.

Experience:

  • 10+ years of experience in Leadership, Wealth Management, Securities Industry, and/or Insurance Industry required.
  • 10+ years of experience in sales environment preferred. Experience with an asset or investment management firm with a focus on data-related functions highly preferred.

Knowledge and Skills:
Intermediate knowledge of Salesforce, Orion, Riskalyze, Outlook, Excel, Word and PowerPoint.

Essential Duties and Responsibilities:

  • Lead, manage, and oversee the Wealth Management advisors and administrators in Arizona and Texas (some travel required).
  • Demonstrate an understanding of features and benefits of Wealth Management products and systems to encourage usage and accuracy.
  • Support the Financial Education process by coordinating seminars, presentations, and training sessions.
  • Act as a liaison with our broker-dealer, RIA, and OSJ for compliance and operational support and oversight.
  • Collaborate with Marketing to find innovative business development opportunities.
  • Collaborate with outside vendors, specifically the RIA/BD, to suggest new methods or innovations that improve the client experience.
  • Responsible for maintaining a working knowledge of employees’ individual job responsibilities to provide back-up support if necessary.
  • Oversee the Medicare and Wills & Trust Programs of the Credit Union.
  • Produce the Wealth Management P&L quarterly and contribute data to the 990 tax return.
  • Plan and prepare the annual department budget.
  • Produce and review Wealth Management reports monthly, including but not limited to AUM, GDC, client count, referrals, and payroll.
  • Produce AD HOC reports as requested by the VP of Finance
  • Represent Wealth Management for specific department and Credit Union wide initiatives.
  • Responsible for meeting all applicable statutory and industry requirements and standards for licensing and registration.
  • Understand and be accountable for executing all job functions in a way that is consistent with all requirements of state statutes, NCUA/FDIC, SEC, FINRA/SIPC, BSA, OFAC and the USA Patriot Act/Customer Identification Act (CIP).

Work on specific department projects/other duties as assigned.

Job Category
Accounting and Finance
Job Type
Full Time/Permanent
Salary
USD 112,962.65 per year
Country
United States
City
Phoenix
Career Level
unspecified
Company
TruWest Credit Union
JOB SOURCE
https://recruiting.ultipro.com/TRU1007TRUCU/JobBoard/58da52aa-9091-4983-ada4-41be022f7be8/OpportunityDetail?opportunityId=5385a7c3-70b4-49cf-8d4e-5440dcfa9f4f