Boutique Recruiting has partnered with a leading San Diego-based law firm in search of a Senior Regulatory Securities Attorney to join their team. The firm has a reputation for excellence as one of the top firms in the corporate, regulatory and securities space and is looking to expand. They need an attorney with 8-12+ years of securities law experience, specifically in SEC and FINRA regulatory matters that has strong knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.
As the Senior Regulatory Securities Attorney, you will be responsible for taking over day-to-day work of the managing partner while servicing the firm’s clients that include investment advisers, broker-dealers, private fund advisers, investment companies, corporations and individuals. The position offers a hybrid work schedule with three days in the office and two days from home, along with a comprehensive benefits package and generous time off.
Pay Range: $135,000 – $200,000 DOE
Responsibilities:
- Provide advice and trusted counsel to clients
- Collaborate with the JLG team to build on the company’s success, grow the practice, and expand the mission
- Develop client relationships and be a key team player for servicing clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations, and individuals
- Provide comprehensive, personalized services and legal strategy to clients to address all of their business growth needs
- Travel 5-10% of the time for speaking engagements or meetings to foster potential partnerships for business development
Requirements:
- 8-12+ years of securities law experience in SEC and FINRA regulatory matters
- Strong knowledge of Investment Advisers Act of 1940, FINRA Rules, and Investment Company Act of 1940
- Knowledge of regulations governing the financial industry, corporate law matters, M&A, and corporate strategic advisement
- Barred in CA, TX, AZ or NV
- Growing book of business with the ability to drive new business
- Ability to work collaboratively in a team environment and work in a hybrid model
- High level of expertise in the industry
Benefits:
- 401k with 3% match
- Medical, Dental and Vision Insurance
- 3 weeks vacation
- 5 days PSL
- 9 Paid Holidays
- 1 Floating Holiday
- Annual Bonus
To learn more about this exciting opportunity, apply now!
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